Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 08/04/2011

Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 03/05/2011

Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 11/05/2011

intermediaries. These proposed rules aim to provide sufficient and material information for investors? decision making, and to promote salespersons? thorough understanding of the products they offer as well as

as making use of capital market and increasing competitiveness in the global arena to attract investment from global investors.The SEC has widened access to the capital for SMEs thorough the ?Pride of

as making use of capital market and increasing competitiveness in the global arena to attract investment from global investors. The SEC has widened access to the capital for SMEs thorough the ?Pride

fundamentals which should be included in individual CRA codes of conduct, and the elements contained in the IOSCO CRA Code should receive the full support of CRA management and be backed by thorough compliance

Code should receive the full support of CRA management and be backed by thorough compliance and enforcement mechanisms. However, the measures set forth in the IOSCO CRA Code are not intended to be all

company in capital market under this Chapter only if it complies with the following rules: (1) having paid-up capital of not less than 2 million Baht; (2) having clear, thorough and sufficient criteria and

emphasize thorough, accurate and regular disclosures on risk, capital and liquidity management to the public. 3 Details of various risk management and other related information, in accordance with the Bank of