Mr. Teera Deesawat Between 7 January 2015 to 24 March 2015, Mr. Teera Deesawat aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for selling and purchasing

Mr. Suraphon Sudhom Between 7 January 2015 to 24 March 2015, Mr. Suraphon Sudhom aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for selling and

account and funding for selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general public regarding the price or volume of TSR

Mr. Sitthavee Pitchayaruengkit Between 7 January 2015 to 24 March 2015, Mr. Sitthavee Pitchayaruengkit aided or abetted Mr. Werawat Changyoo by allowing Mr. Werawat to use his account and funding for

. Werawat’s nominee accounts which has been funding from Mr. Werawat for selling and purchasing Thiensurat Company Limited ("TSR") shares continuously in a way of concealment so as to mislead general

Company Limited (SSC) shares. The Form 247-4 did not disclose that Mr. Charoen Sirivadhanabhakdi is the controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares. SEC Act S

Act B.E.2546 (2003). In addition,the operation constituted public frauds and a violation of Section 343 of the Penal Code. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section

controlling person of SSNL who provides funding for SSNL’s tender offer of SSC shares, Mr. Narin Usanawarong certified the completion and accuracy of the information provided in Form 247-4. SEC Act S.300

of the Penal Code. This case is under consideration of the public prosecutor. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code