business undertaking is accurate, complete and current as well as functional and can be monitored effectively. There shall also be an adequate security system to prevent any unauthorized person from

preventing system installed and notify concern person instantly in case appeared that found virus. [M] 9. Audit log. · Providing a record of functional of server and network computer system, application log

reporting of suspicious transactions. The policy mentioned in the first paragraph must be approved by the securities company’s Board of Directors, except for the company whose shareholding and functional

, UN Global Compact และ ISO26000 ให้ระบุชื่อองค์กร สถาบัน หรือมาตรฐาน ที่ใช้อ้างอิงด้วย (เพื่อความสะดวกแก่ผู้ใช้ข้อมูล เช่น ผู้ประเมิน CG) สำหรับบริษัทที่ยังไม่ได้ดำเนินการ หรือดำเนินการยังไม่ครบถ้วน ให้

of printed document or compact disc together with the subscription forms under the first paragraph. In case of offering for sale of shares, the securities underwriter shall distribute the same

the Capital Market Business Clause 4 Personnel in the capital market business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited

business performing their duties in any of the following functional fields shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may