in blue. No. ORI 94/2018 10 November 2018 Subject: Resolution of the Board of Directors' Meeting No. 12/2561 Adjustment of the Exercise Ratio by adjusting Number of ORI-W1 and approval of the asset

: Resolution of the Board of Directors' Meeting No. 12/2561 Adjustment of the Exercise Ratio by adjusting Number of ORI-W1 and approval of the asset acquisition transaction of the company and subsidiary

Fees and Service income The Company’s fees and service income in 3Q2018 was Baht 173 million, an increase of 15% from 3Q2017, mainly from an increase in mutual fund management fees, front-end fee income

compliance such as training etc. [M] o Providing an oversee system the operation of officer under the policy strictly [M] (Translation) -3- o providing an inspection and assessment of the sufficiency of policy

revenue or THB 328mn decreasing by 1.5% YoY. Cost of sales decreased from THB 482mn to THB 466mn or THB 16mn due to the exercise of assets optimisation in the last quarter. Cost-to-sales ratio increased

".)%)K$.' ) $"!K`OO* KL • &P*'# \% hedge fund bK$'?CbML". active trading * ##R('#,' bK$&P*'#'%L *#[/+ (efficiency)( #" ,"+!C (* K'O*#$ ,'. !( ' Q .'* "*##$$ !L &P*'# " ' front running ?#)'#+" O%*j&"\M

investment units from the Company and front-end fee income from ONE Asset Management Limited (The Company’s subsidiary). 1.3 Interest on margin loans The Company’s interest income on margin loans in 1Q2018

Sector Allocation / Top 5 of Issuer Allocation Front-end fee Back-end fee Switching-in fee Switching-out fee Transfer fee Remark

sale of convertible bonds at lower market price” means an offer for sale of newly issued convertible bonds of which the offered price combined with the exercise price is within the scope of an offering

USD 20 million or equivalent to THB 623.12 million for a period of not more than 3 months with front-end fee at 2% and interest rate at 12% per annum depending on the loans outstanding in each period of