Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

Broadgate, failed to order or act according to the duties of the director for the operation of Broadgate resulting in Broadgate failed to provide a structure for managing, the work system including

structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement

procedures as specified in the notification. In this regard, Bitazza insufficiently provided the system to ensure that Bitazza could know and verify the true identity of its customers, including acquiring

the transmission system of the SEC Office as prescribed by the notification of the Capital Market Supervisory Board on Febraury 28, 2024. Later, the rectified key financial ratio for the year 2023 was

system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on February 29, 2024. However, the key financial ratio for the year 2023 was later submitted

system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on August 15, 2024. However, the key financial ratio for Q2/2024 was later submitted through

system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on August 15, 2024. However, the financial highlight for Q2 /2024 was later submitted

system of the SEC Office within the period specified in the notification of the Capital Market Supervisory Board on August 15, 2024. However, the financial covenants for Q2/2024 was later submitted through

2023 through the transmission system of the SEC Office as prescribed by the notification of the Capital Market Supervisory Board on February 28, 2024. Later, the rectified key financial ratio for the