สนใจสามารถศึกษารายละเอียด เกี่ยวกับ WFE ไดจาก website link http://www.world-exchanges.org/member-exchanges/list-members 3 International Organization of Securities Commissions หรือ IOSCO เปนองคการคณะ
ETF operator are subject to supervision of foreign regulator which is a member of International Organization of Securities Commissions (IOSCO); (2) having objective to create return for unit holders
) Evidence that foreign ETF and foreign ETF operator are subject to supervision of foreign regulator who is a member of the International Organization of Securities Commissions (IOSCO); (5) Certification that
: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is on the list of
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
foreign law; “ASEAN company” means a foreign company established under the law of any of the ASEAN countries; “ASEAN countries” means ASEAN member countries of which capital market regulators have been
entities established under foreign law: (1) a foreign government agency or organization; 2 (2) an international organization; (3) a foreign juristic person. “debt securities” means newly issued debt
operator] are under supervision of the home regulator that is a member of International Organization of Securities Commissions (IOSCO). (2) having the CIS operator [or ETF operator] that meets the criteria