' Issue TCR /*' % Local Clearing Agency "( ' %A( TCR TCR Investor Local Broker Local Stock Exchange 1: TCR Foreign Broker 2: Underlying %&' ( Foreign Stock Exchange Underlying Foreign
the trading value of debt securities; (3) the license fee for members of a foreign stock exchange who undertakes securities brokerage business on such stock exchange shall be at the rate of 0.001
the forms prescribed herein: “depositary receipt” means a depositary receipt representing foreign securities; “foreign securities” means securities traded on the foreign stock exchange; “unit of foreign
placement under Clause 21(1), (4) and (5); (3) shares issued by foreign companies and listed on the foreign stock exchange having an average quarterly market value of at least THB 10,000 million for the most
of foreign ETF for sale to investors in Thailand; or (2) Any person intending to have units of foreign ETF listed on the Stock Exchange of Thailand. The application under the first paragraph may be
Jor 99/2552 Re: Provisions Relating to Offer for Sale of Securities Issued by Foreign Company for Listing on the Stock Exchange of Thailand dated 4 November 2009; (2) The Notification of the Capital
Re: Rules on Offering of Shares Issued by Foreign Company Which Does Not Have Shares Traded as Securities on Foreign Stock Exchange. - 13 - SEC Classification : ใชภ้ายใน (Internal) investment in
company whose shares are listed on Stock Exchange; (19/1)2 “foreign company” means a foreign company having obtained an approval to offer newly issued shares in accordance with the Notification of the
Capital Market Products Outside Intermediary’s Office ____________________ Clause 36 In this Chapter: “stock exchange” means the Stock Exchange of Thailand or a stock exchange established under foreign law