; “ mutual fund for a specific purpose ” means any mutual fund established under the following Notifications: (1) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and Procedures

securities borrowing and lending agreement shall be made in writing and shall have at least the following descriptions and essences except the cases under Clause 21: (1) terms regarding the securities to be

or [ii] imprisoned by the final judgment of a court regarding the following offences regardless of whether the infliction of punishment has been suspended, and having been acquitted of the imprisonment

PROVIDENT FUND ACT PROVIDENT FUND ACT (No. 2) B.E. 2542 Section 9. The articles of the fund shall consist of at least the following particulars: (1) the name of the fund, which shall be preceded by

5 This Notification contains the provisions on providing services to clients regarding investment in capital market products denominated in foreign currency in the following matters: (1) General

16 February 2017. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 6/2557 Re: Provision of Services to Clients regarding

reference. PAGE 2 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 48/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding

Office of the SEC regarding Approval of Auditors , from....(date)……. until ....(date)……, I hereby wish to inform the change of the audit firm to which I am attached, from …….…(name of the former audit firm

Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 205 and Section 206 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following

purpose of standardizing the operating control of brokerage and dealing of securities that are not debt instruments, the SEC Office hereby issues the following preliminary common guidelines for securities