purchase or sell the following securities during the period from five days prior to the first offering date to the offering closing date or the date of providing over-allotment shares in full, as the case
paragraph shall not be applicable to the purchase or sale in the following cases: (1) purchase from securities offeror or sale to investor under securities underwriting agreement; (2) purchase or sale
the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person who undertakes, for itself, in offering for sale or purchase of
Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “ securities ” means the securities by definition given under
instruments or evidence representing the rights to the property of a mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9
Procedures for Establishment and Management of Funds dated 10 June 2004, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come
) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force as from 1 March 2008. Clause 2. The
Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the Securities and Exchange Commission No. SorThor. 57/2544 Re: Report
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
Establishment and Management of Funds (No.4) dated 24 April 2007, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of the Office of the