1.3 Gain (loss) on Securities trading 1.4 Gain (loss) on Derivatives trading 1.5 Interest and dividend 1.6 Interest on margin loans 1.7 Share of profit of subsidiaries and associates 1.8 Others incomes
. The rate of management fees and other expenses should be clearly prescribed e.g. being a fixed amount or being a percentage of the asset value of the fund 2. Having rules of practice for prescribing the
the latest credit rating of such debenture or bill, or the issuer rating or the guarantor rating, as the case may be. 9.4 Dividend distribution policy Specify the dividend policy of the Company for the
licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a licensee has
position risk ให้บริษัทเลือกวิธีการคำนวณวิธีใดวิธีหนึ่งสำหรับเงินลงทุนทั้งหมดของบริษัท ตามสถานะเงินลงทุนที่บริษัทมีอยู่จริง ดังนี้ แบบที่ 1 : วิธี Fixed-haircut approach สำหรับบริษัทที่ไม่มีสถานะในธุรกรรม
, a reference may be made to the guarantor's Form 56-1 One Report available on the website of the SEC Office. 1.6 Dividend policy Specify the dividend policy of the Company for the shareholders, and
Nature of Options Options is a contract in which the seller gives the buyer the right to buy or sell the underlying asset at a fixed price within a specified period of time and conditions, or the right to
fee according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that