make false entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the
entries or fail to enter any material statement in the accounts or documents of NMG or related to NMG to deceive any person. In this regard, they managed to record non-existent income in the NMG's
inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
Yarnapund Public Company Limited Yarnapund Public Company Limited (“YNP”), a securities issuer, failed to prepare and submit the financial report for the first half of the year 2017 to the Stock
financial report for the first half of the year 2017 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 7/2018 Dated 21/02/2018
(formerly Mr. Pattarapob Ittisanyakorn), (3) Mr. Sutat Sivapiromrat, (4) Equities First Holdings, LLC, (5) Mr. Vincent DeFilippo, (6) Mr. Al Christy, Jr., (7) (A) (8) Mr. Apichet Bhusry, (9) Miss Petcharat