UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Structured Note Fund,Specific Fund | Offering Date : 25/03/2008 - 31/03/2008
The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
) and infrastructure fund. Besides, savings and several types of life insurance will be introduced while visitors can try playing risk explorer game. Entrepreneurs finding fund source are also welcomed at
without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution
(far right).In the picture:Team TTF, one of the winning teams in the Capital Market Datathon, created a financial and investment learning game for youth. This idea, supported by the National Savings Fund
than 3 consecutive years; and SEC allows the auditors in a small audit firm to perform duties for more than 7 cumulative years but no more than 9 cumulative years. As the grace period is applicable to