audit firm. 10 Part 2 Additional Duty of Auditors in the Capital Market Who are Leader of Audit Firm ______________________ Clause 25 Apart from the obliged duties under Part 1 of this Chapter, the audit

……................ working for ……..(NAME OF AUDIT FIRM)......, wish to apply for an approval of the SEC Office to be an auditor of businesses under the Securities and Exchange Act B.E. 2535 (1992) and the Trust for

workpapers before an auditor affixed signature in giving opinions on auditing. Year of performing duty Number of companies Performed duty as Affiliated audit firm (1

/ [(the number of employees at the beginning of the period + the number of employees at the end of the period)/2] Position Names – Last Names Leader of Audit Firm 1. Persons with the highest responsibility

making of investors significantly or ensures equal information access for all investors, as deemed necessary and useful. In any case, the Company has the duty and responsibility to disclose accurate and

group of persons assume the responsibility to the completeness and accuracy of the information in the case where such juristic person or the non-juristic group of persons has the duty to submit

, and we assume the responsibility towards the completeness and accuracy of such information in the case where we have the duty to submit information electronically to the SEC Office, or (2) the

UNOFFICIAL TRANSLATION Certification and Consensus of Audit Firm Date ........ Month ....................... Year ............... Dear Secretary-General of the Office of the Securities and Exchange

(UNOFFICIAL TRANSLATION) (Updated 2015) 4. Certification of Leader of Audit Firm Date ........ Month ............ Year.......... To: Secretary-General Office of the Securities and Exchange Commission

Sukuk by a Trustee Who Is a Foreign Business and Disclosure of Information; (4) financial statements which a foreign business has the duty to prepare and submit to the SEC Office under Section 56. Clause