_____________________________________________________________________ 4. I/We affirm that the offering document/prospectus and the information of the ASEAN CIS will be disclosed and distributed to investors in Thailand within the same period as having the duty to

. I/We affirm that the offering document and the information of the NRI CIS being disclosed and distributed to investors in Home Jurisdiction will be disclosed and distributed without delay to investors

(unitholders) or Home Regulator. Yes No If “No”, please specify __________________________________________________ _____________________________________________________________________ 4. I/We affirm that the

Hong Kong. Yes No If “No”, please specify __________________________________________________ _____________________________________________________________________ 4. I/We affirm that the offering

. In case of the complaint received by the securities company from a customer and relating to duties executed by its agent, the securities companies shall send such complaint to the agent to find a

) prescribe procedures and methods for reporting to the board of directors or the audit committee in case where compliance officer and compliance unit find breaches of the laws, code of ethics and professional