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SEC files a criminal complaint against 10 offenders with the DSI for falsifying STARK financial statements, making false statements in the registration statements, and acting in the manner that

of false statements and misrepresentation of STARK as well as its subsidiaries’ accounts or documents during 2021-2022 to deceive others. Besides, STARK had such presumably falsified financial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10553

SEC files criminal complaint and revokes capital market auditor’s approval for failing to comply with auditing standards, thereby facilitating fraud and falsification of financial statements of STARK

under the SEA after the criminal complaint has been filed. Notes:* SEC News No. 116/2023 dated 6 July 2023 “SEC files a criminal complaint against 10 offenders with the DSI for falsifying STARK financial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12704

SEC punishes a financial advisor supervisor

Bangkok, May 13, 2011 ? The SEC has put Akekajak Buahapakdee, a financial advisor supervisor of Capital Nomura Securities Plc., on probation for breaching his duties as financial advisor for initial

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4499

SEC suspends a financial advisor and a supervisor

Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5809

Debenture Prospectus - TISCO : TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED