capital market. “ approved person ” means a person who is approved by the SEC Office to participate in a regulator sandbox. Clause 3 The provision of financial services under a regulatory sandbox of a

approved by the SEC Office to participate in a regulator sandbox. Clause 2 The provision of financial services under a regulatory sandbox of a person who is approved by the SEC Office under this Notification

The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made

progress of the provision of services to the SEC Office in accordance with the reporting plan specified in Clause 2(4)(d); (5) arranging a supervision to ensure that the provision of services is in

license or securities business licenses in the following categories and is regarded as a Non-Publicly Accountable Entities, according to the Federation of Accounting Professions’ financial reporting

Exchange Commission No. Kor Thor. 21/2563 Re: Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision

assets to another business or changing the financial instrument with the financial instrument of other business subjected to condition causing a loss to the business. 18. Provision means uncertain

, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution

provision relating to the restriction of rights and liberties of the person, while Section 29 along with Section 35, Section 36, Section 45, Section 48 and Section 50 of the Constitution of the Kingdom of

submit the financial statements through the derivatives business operator reporting system following the Office of the Securities and Exchange Commission’s rule on the electronic data interchange. Clause 5