WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code
, and helping with related financial transactions. The Appeal Court dismissed the case. SEC Act S.243(1)(2) in conjunction with 244 and Section 86 of the Penal Code Criminal Complaint Filed with an
The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance dismissed
Company Limited (UMI) shares by allowing the accounts for securities trading and bank deposit to be opened in his name and facilitating relevant financial transactions. The court of first instance disposed
Mr. Sathar Chantrasettalead Mr. Sathar Chantrasettalead (formerly board of directors, chief financial officer, and company secretary of Stark Corporation Public Company Limited ("STARK"
Beyond Securities Public Company Limited Beyond Securities Co., Ltd. (“Beyond Securities”), as the financial advisor for the tender offer of CPT Drive and Power Public Company Limited (“CPT”), failed
Mr. Rahul Jain Mr. Rahul Jain jointly with Mr. Anurag Baheti use the information on Polyplex (Thailand) Public Company Limited (“PTL”)’s performance in the standalone financial statements of Q4/2016
accounting, to falsify documents about financial aid from Coke in order to record as revenue, resulting in increase of profits in the financial statements for the year 2002 of DAIDO. In addition, he colluded