SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.5 as of June 5, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation

force from 16 April 2002. Notified this 28th day of March 2002. - Signature - (Mr. Somkid Jatusripituk) Minister of Finance Chairman of the Securities and Exchange Commission Published in the Government

Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor. 47/2546, Re: Determination of Fees for the Operation of

June 2004. - Signature - (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission Published in the Government Gazette, General Issue, Volume 121, Special Section

academic expert or professional in accounting, finance, business administration, economics or law; (7) “Office” means the Office of the Securities and Exchange Commission. Clause 3 . An executive of any

shall come into force as from 16 October 2004. Notified this 8th day of October 2004. Somkid Jatusripitak (Mr.Somkid Jatusripitak) Minister of finance Chairman of the Securities and Exchange Commission

Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission

under the regulations of the Stock Exchange of Thailand; (8) Being accused or prosecuted under the securities and exchange laws, the laws governing the undertaking of finance, securities and credit

fund management; “Office” means the Office of the Securities and Exchange Commission. Clause 2. Any commercial bank under the laws governing commercial banks, finance company under the laws governing the

, exchange traded fund (ETF), property funds, structured notes and other debt securities; (c) Relevant knowledge on accounting, finance and tax such as accounting standards; (d) Knowledge on assessment or