Securities and Exchange Act B.E. 2535 (1992) and Clause 1 of the Notification of the Securities and Exchange Commission Re: Rules and Schedules for Report Filing of Securities Companies dated 18 May 1992, the
operator reporting system ” means an electronic data interchange provided by the SEC Office for filing reports to the SEC Office. Clause 3 A business operator shall prepare and file reports of financial
SEC Office in the form of electronic data, a securities company shall file the report via securities company reporting system by following the SEC Office’s rules of electronic data filing.. Clause 7
case file and all relevant documents to the Office for filing. Chapter VII Arbitrator’s Fee and Other Expenses ________________________ Clause 32. The arbitrator’s fee shall be charged at a rate of two
คู่มือการส่งแบบ Filing online ชุดใหม่ (เริ่มใช้งาน 1 ตุลาคม 2553) การเริ่มต้นส่งข้อมูล Filing และ Filing ที่แสดงบน website 1. เมื่อเข้าสู่ website ของสำนักงานที่ www.sec.or.th ให้เลือกเข้าหน้าจอส่ง
specified in accordance with Chapter 2. In filing the application under the first paragraph, the applicant shall file the application to return the derivatives business license obtained by the applicant or
Chapter 2. In filing the application under Paragraph 1, the applicant shall file the application to return the derivatives business license obtained by the applicant or the legal entity in the conglomerate
daily status report to the SEC Office in an excel file via email within the next business day of the daily transactions (T+1) for the benefit of prudential supervision which is important and can have an
passed a resolution on the guideline for the merger of the Agricultural Futures Exchange on 30 December 2014, and who has filed or will file an application for the agricultural derivatives business license
; (b) In respect of lecturing or teaching, the Contact shall submit application to the Office directly. 4.2 Period for consideration In respect of training course or seminar, the organizer should file