avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore

above.In this regard, his offenses are deemed market misconduct related to securities trading under the Securities Law, and may be deemed an asset misappropriation under the Penal Code which is a predicate

trading LIVE shares and converting share warrants of the persons under (8) and (9).   Case 2: Seeking improper benefits from the rental and buy-back of advertising billboards The persons under (1) - (3

objective to resume normal trading on the Stock Exchange of Thailand in 2005 and embezzling POWER?s money worth totaling 310 million baht. Also named in the complaint were two colluders Suriya Lapvisuthisin

legal action.  Concurrently, the SEC has reported the aforementioned action to the AMLO for further consideration, as the offense constitutes unfair securities trading, which is considered a predicate

the assessment report prepared by EY Corporate Advisory Services Limited (EY), who was the rehabilitation planner of EARTH at the time. EARTH acquired the legal rights over the coal mines by trading the

million baht, which created an unlawful benefit for Bhusana. Ploykaew, Gorawan and Nanthawat, who were ESES directors, assisted and supported the execution of such trading transactions.  Case 5

suspended from trading on the SET since 12 January 2017. This incident, however, worked for Wichai's benefit because his IFEC shares of more than 57.46 million used as the collateral for the his margin

Bangkok, December 12, 2012 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against Somchit Bosereewong, CEO and Director of Singha Paratech PLC (SINGHA) for falsifying the company?s documents and accounts in violation of Section 312 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). The SEC?s finding indicated that Somchit proceeded or permitted another to falsify documents and make false entries of revenues from sales in SINGHA?s 2007 financ...

files criminal complaint on the grounds of suspicious disclosure of false information and/or embezzling or siphoning, shall be deemed to have untrustworthy characteristics under Clause 3 in conjunction