technology risks; (2) monitor and analyze potential risks to computer systems relating to trading services with respect to derivatives by recording and maintaining usage information and log files. Chapter 4
files the Registration Statement and draft prospectus together with filing the application to obtain approval, it shall be deemed that the submitted Registration Statement is the evidentiary documentation
to be offered for sale which shall have the same characteristics of the forms and list specified in the registration statement. In the case where the CIS operator files the registration statement and
preemptive right to subscribe to the additional shares: Completion date of Capital Injection Payment for PT AEON Credit Service Indonesia (“ACSI”) is within the end of October, 2018. Contractual parties with
, the amended financial statements and the report of the amendment must be disclosed publicly via SETLink by 19 December 2024. ____________________ Remark: * SEC News No. 198/2024 headline: SEC files a
regulator, and is not currently under suspension or revocation of its licence; - The Hong Kong Covered Fund under HK-TH MRF is offered for sale to the public in Hong Kong and is not currently under trading
fundamental system which has connection to the derivatives trading system and other relevant systems. Meanwhile, an information technology system is necessary for derivatives clearing houses to achieve their
In case the customer files a complaint to the SEC Office which delivers the complaint to a derivatives broker, the derivatives broker shall report the results to the Office within thirty days from the
securities trading system and other relevant systems of the Stock Exchange. Meanwhile, an information technology system is necessary for securities clearing houses and central securities depositories to