day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced

day starting from the next day of prosecution date (June 20,2018) until the company so complies for failing to file the reviewed financial statements for Q2-Q3/2017. SEC Act S.56 and 199

to prepare and submit the incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the

the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10

change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018

account but failed to prepare and disclose report on change in her securities to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mr. Sasavat later

Mr. Lertchai Vongchaisit Mr. Lertchai Vongchaisit, Director of Arrow Syndicate Public Company Limited (“ARROW”) was required to prepare and submit a report on the change in securities holdings

Mr. Tanon Tantisunthorn Mr. Tanon Tantisunthorn, Deputy Chief Executive Officer of Gulf Energy Development Public Company Limited (“GULF”) was required to prepare and submit a report on the change

a further fine of Baht 500 for each day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q1/2014 and the reviewed

day starting from the next day of prosecution date until the company so complies for failing to file the audited financial statements for the year 2016 – 2018. Since the accused pled guilty, the Court