ONE ASSET MANAGEMENT LIMITED|Cross Investing Fund | Offering Date : 10/03/1997 - 17/03/1997
Management Name : Mr CHAMP SRICHOKCHAI | Type of securities : Warrant 2 | Methods of Acquisition / Disposition : Buy | Transaction Date : 20/04/2016
, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
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Derivative Warrants | IFEC13C1702A | DERIVATIVE CALL WARRANTS ON INTER FAR EAST ENERGY CORPORATION PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN
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