the case of giving advice by individuals or investment experts or in the case where a website or electronic media collects or processes data and publishes data, there is, therefore, an issue of
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
of the Securities and Exchange Commission concerning Determination regarding Definition of Institutional Investor and High Net Worth Investor Who Are Juristic Persons and Express Their Intention in
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting
clients: (1) derivaitves intermediaries under Thai or foreign law; (2) clients other than (1) who express to the intermediary an intention in writing not to receive such information. Division 2 Specific
licensed derivatives business operator in the category of derivatives brokerage; “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ business
established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “electronic data” means statements that are created, sent, received, stored or processed through
|| หมายเหตุ : บรรทัดที่ 1 เป็นข้อมูล HEADER ตั้งแต่บรรทัดที่ 2 เป็นต้นไป เป็นข้อมูล DATA โดยขอให้บันทึกข้อมูลผู้ถือหน่วยลงทุนให้ครบถ้วนแต่ละกองทุนก่อน จึงบันทึกข้อมูลผู้ถือหน่วยลงทุนของกองทุนใหม่ REV.11.2005
calculation as specified in Clause 3. (2) “electronic data” means statements that are created, sent, received, stored or processed through electronic procedures. (3) “securities company reporting system” means
time objectives) and set a recovery order of every critical business function suitable for possible impacts. 4.2 Companies should consider to determine a data class and latest data set to recover