. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the
the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
protect the interest of the fund and to promote good governance to the listed company in which the fund has invested. Guidelines 1. The guideline for the exercise of a right to vote shall be clearly
and procedures as provided on the website of the SEC Office within 15 days as from the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase
investors as follows: “Prior to making an investment decision, investors should carefully exercise their own judgment when considering detailed information relating to the issuer and the terms of the
handling the customer complaint as well as reporting progress and notifying the results provided by the derivatives broker; (3) arrange to have a system to monitor and inspect customer complaint proceedings
exercise its discretion or make decision in the operation for the intermediary; “ end user ” means the employees of the intermediary and contractors who engage in the operation and has access to the
services to clients with details covering the operation specified in Clause 5; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuing
communicating and providing services to clients with details covering the operation specified in Clause 4; (d) having a plan to report the results of the experiment and progress of service provision to the SEC
อยู่ (Underlying Asset) ตามราคาใช้สิทธิ ( Exercise Price) จำนวนที่ให้ใช้สิทธิ (นิยมใช้เป็นอัตราส่วน) และภายในระยะเวลาที่กำหนดไว้ล่วงหน้า · หน่วยลงทุน (Unit Trust) หลักทรัพย์ที่ออกขายโดยบริษัทจัดการ