. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the
the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
-delegation 4.2 Duties and responsibilities of the delegator and delegatee 4.3 Preservation of client’s confidentiality 4.4 Liability insurance 4.5 Delivery of information when requested by the management
broker to disclaim its liability to its clients in respect of any willful act or omission or negligent act by the derivatives broker or its employees or any person who works for the derivatives broker
and procedures as provided on the website of the SEC Office within 15 days as from the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase
business and provides services for a client with loyalty, expertise and proficiency, including due diligence and care in the same manner as a professional would exercise in like circumstances; (2) operates
exercise its discretion or make decision in the operation for the intermediary; “ end user ” means the employees of the intermediary and contractors who engage in the operation and has access to the
with loyalty, expertise and proficiency, including due diligence and care in the same manner as a professional would exercise in like circumstances; (2) operates its business by maintaining corporate
อยู่ (Underlying Asset) ตามราคาใช้สิทธิ ( Exercise Price) จำนวนที่ให้ใช้สิทธิ (นิยมใช้เป็นอัตราส่วน) และภายในระยะเวลาที่กำหนดไว้ล่วงหน้า · หน่วยลงทุน (Unit Trust) หลักทรัพย์ที่ออกขายโดยบริษัทจัดการ
(Underlying Asset) ตามราคาใช้สิทธิ ( Exercise Price) จำนวนที่ให้ใช้สิทธิ (นิยมใช้เป็นอัตราส่วน) และภายในระยะเวลาที่กำหนดไว้ล่วงหน้า · หน่วยลงทุน (Unit Trust) หลักทรัพย์ที่ออกขายโดยบริษัทจัดการลงทุนเพื่อระดม