-trade information; (d) having a recording system regarding trading information, especially information related to execution of trading transactions, to monitor and examine post- trading activities (audit
each derivatives contract immediately upon execution of trading orders, and the guarantee obligation shall end after the derivatives clearing house becomes bound or replace itself as a counterparty. The
clients’ execution of transactions closely. While reviewing and revising the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to
provisions in Clause 4(3) shall be applicable, mutatis mutandis. (3) having transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate
transaction and an opinion on the appropriateness for every such transaction, and maintain the evidentiary documentation retrievable for inspection by the SEC Office. Division 2 Specific Rules for Execution of
corporate governance for the listed company; (4) The acceptance of client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided
shareholder in respect of execution of the office building space lease agreements, which are deemed connected transactions in the category of short-term rent/lease of real property in accordance with the Stock
related receipt and payment transactions, and the accounting records practice. The company was also required to examine the issue raised by the auditor whether the questionable transactions of land sales
Mongkhonaripong, who holds the Company’ s major shareholder (hold 144,000,000 shares or 15% of the total company’ s shareholders) in respect of execution of the office building space lease agreements, which are