Line Open Chat "STOCK EXCLUSIVE 15" impersonates "AMUNDI Mutual Fund Brokerage Securities (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/02/2025)
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order to evaluate their portfolio investments and transactions. The proposed revision will also resu...
BBL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 14/02/2023 - 21/02/2023
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 27/06/2008 - 03/06/2008
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 14/07/2008 - 21/07/2008
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 25/08/2009 - 01/09/2009
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 27/06/2008 - 03/07/2008
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 11/02/2009 - 17/02/2009
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 12/06/2008 - 20/06/2008