SECURITIES AND EXCHANGE COMMISSION (UNOFFICIAL TRANSLATION) Codified up to No.2 As of 10 July 2015 Readers should be aware that only the original Thai text has legal force and that this English
Exchange Commission concerning Duties related to Infrastructure Funds of Management Company , measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund
Infrastructure Mutual Fund Manager dated 3 June 2014 . Division 1 General Provisions Clause 41 The Notifications of the Office of the Securities and Exchange Commission, orders and circular letters issued or come
; “ infrastructure mutual fund manager ”3 means an infrastructure mutual fund manager under the Securities and Exchange Act B.E. 2535 (1992). “ derivatives investment manager ” means a person who is assigned by a
of the Securities and Exchange Commission No. Sor Thor. 15/2558 Re: Rules in Detail related to Proprietary Trading of Intermediaries ___________________ By virtue of Section 98(7)(b) of the Securities
September 2013 (“ Notification No. TorThor. 35/2556 ”) and the notification of the Office of Securities and Exchange Commission No. SorThor/Nor. 45/2559 Re: Rules in Detail on Regulations Concerning the
reference. PAGE 13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 37/2559 Re: Rules in Detail on Establishment of Information Technology System By virtue of Clause 5(1) in
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of Securities and Exchange Commission
Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board
เกี่ยวข้องกับโครงสร้างพื้นฐาน (infrastructure) หรือในอสังหาริมทรัพย์หรือในกิจการที่ประกอบธุรกิจพัฒนาอสังหาริมทรัพย์ ทั้งนี้ โครงการดังกล่าวต้องจัดตั้งโดยได้รับอนุญาต จดทะเบียน หรือการดำเนินการอื่นใดในทำนอง