SECURITIES AND EXCHANGE COMMISSION TRANSLATED VERSION codified up to No.5 as of June 5, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation

NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

The Office of the Securities and Exchange Commission (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To: Managers All securities companies Circular No

of financial instruments 433 - - - 433 - 433 100% Profit (Loss) before the effects of foreign exchange, deferred income tax and lease income 2,899 2,619 (21) (25) 2,878 2,594 284 11% Deferred income

. Exchange-traded instruments !0"'/+1 1.1 ! "# $#II$(0 K$1)("0 !'+3 S/ $ "0$S&K$1))+3 S$ ."#1 ( long position (.(6.#K$1+rEE (current bid price) #1 3 short position (.(6.#)+rEE (current offer price) #1

financial instruments 184 - - - 184 - 184 100% Profit (Loss) before the effects of foreign exchange, deferred income tax and lease income 2,990 2,567 33 (3) 3,023 2,564 459 18% Deferred income (expense) tax

) Various securities activities or related activities such as derivatives market, securities borrowing and lending; (b) New types of securities or related financial instruments such as derivatives, exchange

does not include (1) the existing types of securities under the Securities and Exchange Act B.E. 2535; and (2) instruments representing rights pursuant to an agreement of contract where the right is

)* 2,347 2,909 10 6 2,357 2,915 (558) (19%) Impact of financial instruments 357 - - - 357 - 357 100% Profit (Loss) before the effects of foreign exchange, deferred income tax and lease income 2,704 2,909 10

ประกอบธุรกิจคำนวณมูลค่าเงินลงทุนโดยยึดหลักของราคาท่ีสะท้อน current value ดังต่อไปนี้ 1. Exchange-traded instruments หมายถึง หลักทรัพย์ดังต่อไปนี้ 1.1 หลักทรัพย์ ตราสาร หรือสัญญาอ่ืนใดที่มีการซื้อขายใน