complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the

spreading further: 1. Bond mutual funds: BOT has set up a special facility to provide liquidity for mutual funds through commercial banks. Commercial banks who purchase investment units of high-quality

funds to accommodate these funds with the following rules, for example:- Unitholders must invest in provident funds only;- The number of unitholders which is at least 35 must be waived;- They must not

Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due

Bangkok, August 28, 2012 ? ?It is necessary to expand access to sources of fund for business of all sizes, especially SMEs. The capital market can offer diverse financial vehicles and one of the

Bangkok, January 21, 2014 ?  The SEC revised rules governing provident fund investment for more clarity and flexibility in line with international standards. The new rules have become effective in

Bangkok, November 8, 2010 ? The SEC has announced that the tender offer for the purchase of securities of Eastern Printing Plc. (EPCO) via Form 247-4 as collectively submitted by P Plus P Plc. (PLUS

Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect

Bangkok, November 15, 2011 ? The Cabinet today approved tax and fee exemption in connection with establishment of infrastructure fund to facilitate fund raising for infrastructure construction

In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for