derivatives exchange shall evaluate compliance with the rules and professional codes of ethics of such persons at an appropriate period of time and prepare a report on the evaluation results and actions against
rules or regulations; (4) evaluate members’ compliance with rules or regulations over a reasonable time period; (5) produce reports on the evaluation and actions taken against members who violate or do
enforcement order to seize the property in accordance with the procedure. At present, it is in the defendant’s property investigation process. 1.2 Muse Group Bangkok Company Limited is in debt to the Company
with respect to securities; (3) evaluation of risks, and their probability, of discontinuity of a computer system relating to clearing, settlement, and depository services with respect to securities, and
) Evaluation of the test results under (1) and preparation of the test evaluation report by the personnel in charge who is qualified, knowledgeable and independent; (3) Reporting result of the test, reviewing
investigation process. In addition, the administrative expenses had been increased as a result of a provision and an amortization of non-refundable deposits amounting to Baht 42.73 million due to the cancellation
the followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation
followings task at least once each year: (1) Testing and reviewing of the business continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation report by