Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012.  The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...

The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...

of Intellectual Property as a Tool for Accessing Funding Sources” at the signing ceremony of the Memorandum of Understanding for the Development of Platforms to Support the Use of Intellectual

Reference Tool for Sustainable Economy” by Ms. Ornsaran Manuamorn from the Climate Bonds Initiative (CBI).Thailand Taxonomy Phase I focuses on the classification of economic activities relating to the energy

savings.  However, PVD could still be a success factor if all parties involved seriously learn to make the most out of this retirement savings tool,? Mr. Rapee added.    

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class action* can be another legal option for protecting investors? interest.Guest lectured by Appeal Court Judge Pongdej Wanichkittikul to stakeholders from listed companies, the Thai Investors Association and the Association of Investment Management Companies among others, the seminar highlighted the princip...

Crowdfunding: An Alternative Economic Tool to Promote Innovation in This Digital Era for Inclusive Growth ในหัวข้อ Developing Effective Crowdfunding Regimes เพื่อบรรยายและแลกเปลี่ยนประสบการณ์ในการกำกับดูแลและ

, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit crime such as narcotic drugs and money laundering related crime because the transacting