without double-checking the correctness of processing and confirming the redemption orders in violation of the tax terms.SEC found the three investment consultants to have failed to perform duties with

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

without contacting or giving advice to a client. The suspension resulted from his failure to perform duties or not providing services honestly.Following a report on client's complaint filed by Siam

perform duties or provide services with loyalty by committing wrongdoing against investor assets. Both cases constitute prohibited characteristics for personnel in the capital market business under the

According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the following manners:             (1)  funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a continual basis from 2015 to 2017;             (2)  managing private funds without taking the cli...

Common share | Initial Public Offering | Offering Date - 20/09/2004 - 22/09/2004

Common share | Initial Public Offering | Offering Date - 20/09/2004 - 22/09/2004

Common share | Initial Public Offering | Offering Date - 20/09/2004 - 22/09/2004

Common share | Initial Public Offering | Offering Date - 20/09/2004 - 22/09/2004

Common share | Initial Public Offering | Offering Date - 20/09/2004 - 22/09/2004