Small Enterprise Development Co., Ltd Between 24 – 26 May 17, 2023, Small Enterprise Development Co., Ltd. have offered newly issued securities in the category of Private placement (PP10) without the

investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board. SEC Act S.35 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 1/2024 Dated 30/01

Mr. Kanchit Sukjaimitr Mr. Kanchit Sukjaimitr, Authorized director of Small Enterprise Development Co., Ltd ("SED"), shall be liable for SED’s offering for sale newly issued securities in

Mr. Kraisorn Chansuvanich Admiral Kraisorn Chansuvanich, Chairman of V.L. Enterprise Public Company Limited (“VL”), had changed his securities holding on March 1, 2021. In this regard, Admiral

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or

and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee

technology to private fund management in analysis, selection and screening of securities trading signals, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory

another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S