number 3. Experience in capital markets Are you currently allowed by law to audit the financial statements of the public interest entities whose shares are traded in the main board of the foreign stock

involved with the audit of an entity whose securities are publicly traded in stock exchange in your jurisdiction as either Signing Partner or Engagement Partner or equivalence? Yes No If yes, please attach

. Opinions of the executives on the audit quality control in the previous accounting period 7 6. List of audit engagement clients in the previous accounting period and the associated fee 7 7. Safeguards

provide bookkeeping or any services which affects its independence to the company or its subsidiaries for which the applicant is the auditor; 6. The engagement performance and responsibilities of the

; (4) other liabilities as stipulated by the Notification of the SEC Office. “ risk haircut ” means a risk haircut arising from the engagement in the securities business or any other operations of the

หน้าที่เป็นผู้สอบบัญชีที่ลงลายมือชื่อเพื่อแสดงความเห็นในการสอบบัญชี (signing partner “SP”) หรือผู้สอบบัญชีที่รับผิดชอบงาน (engagement partner “EP”) หรือผู้ควบคุมงานสอบบัญชี หรือผู้สอบทานงานขั้นสุดท้ายก่อน

regulations under Chapter 2; (2) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (3) provisions of investment analysis and providing

ในการสอบบัญชี (signing partner “SP”) หรือผู้สอบบัญชี ที่รับผิดชอบงาน (engagement partner “EP”) หรือผู้ควบคุมงานสอบบัญชี หรือผู้สอบทานงานขั้นสุดท้ายก่อนที่ผู้สอบบัญชีจะลงลายมือชื่อเพื่อแสดงความเห็นในการ

) engagement in agreements with clients prior to providing services shall comply with the regulations under Chapter 3; (4) provisions of investment analysis and consultation to clients shall comply with the

giving advice concerning the investment or procurement for benefit from mutual fund assets to management company in any types of fund; “Securities exchange” means The Stock Exchange of Thailand