. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 1/2548 Re: Rules for the Exercise of Fund’s Voting Rights at the
the contract (physical delivery), or a party may make cash settlement where the cash difference between the exercise price and the market value or price of the underlying asset or variable at a time or
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ (please use an enclosure if there is more than one market maker) Part D: Participating Dealer (PD) of Foreign ETF in
and procedures as provided on the website of the SEC Office within 15 days as from the last date of each month having redemption or exercise; (2) the report of the exercising right to purchase
: _____________________________________) Please specify the name and address of the intermediary (please use an enclosure if there is more than one intermediary): Name: ____________________________________________________________________
Office at inva@sec.or.th. The Office will further publish the questions and answers on its website. Yours faithfully, -Signature- (Mr. Thirachai Phuvanatnaranubala) Secretary-General Enclosure: The
) Other bodies (please provide details: _____________________________________) Please specify the name and address of the intermediary (please use an enclosure if there is more than one intermediary): Name
Tel: 0-2263-6246 or email: sireetho@sec.or.th . Please kindly be informed accordingly Yours Sincerely, (Ruenvadee Suwanmongkol) Secretary-General Enclosure: Photocopy of the Memorandum of Understanding
อยู่ (Underlying Asset) ตามราคาใช้สิทธิ ( Exercise Price) จำนวนที่ให้ใช้สิทธิ (นิยมใช้เป็นอัตราส่วน) และภายในระยะเวลาที่กำหนดไว้ล่วงหน้า · หน่วยลงทุน (Unit Trust) หลักทรัพย์ที่ออกขายโดยบริษัทจัดการ