property fund; (2) the advertisement must be made in print or electronic media; (3) presentation of the estimated return or the auto-redemption rate shall not be more prominent than other information
electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past
investment in securities or derivatives in the manner of giving an opinion or sharing an investment experience through a website or electronic media occurs extensively in increasingly various forms, both in
including derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic
division should prepare the manual for virus prevention in order to be a compliance guideline, including consistently notify and educate the user for a new virus. [M] · Controlling the user disable a virus
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting
fund, manual, or operating check list and performance report. 2. Fund establishment procedure should be conforming to the characteristic of the mutual fund as follow: 2.1 In the case where the mutual
) ระบบการยืนยัน และการติดตามฐานะสัญญาฯ ของลูกค้า ก) ระบบการยืนยันคำสั่งซื้อขายเป็นลายลักษณ์อักษร (paper/ electronic form) ข) ระบบการติดตามฐานะสัญญาฯ ของลูกค้าและบัญชีบริษัทเพื่อให้แน่ใจว่ามีการรายงานเมื่อ
together with evidentiary documentation in accordance with the procedures and methods specified in the Licensing Manual for the Public: (1) consisting of at least fifteen securities companies; (2) the group
Ritthongpitak at 0-2695-9693. Forwarded for your information and compliance. Yours sincerely, -Signature- (Mr. Rapee Sucharitakul) Secretary-General Enclosures: 1. Daily Status Report Form 2. Manual for