Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone As a user of SEC Account with the duty related to submission of
Commission No. SorNor. 31/2554 Re: Rules, Conditions and Procedures for Appointment and Performance of Duty of Infrastructure Fund Manager By virtue of the provision in Clause 5, Clause 7 and Clause 82(1) and
the derivatives business operator itself, including a person who is a member of a committee which performs the duty of derivatives business management such as risk management committee, investment
SEC Office revises the Standard Procedures or the Manuals and notifies us in advance as deemed appropriate before such revision becomes effective, we agree to abide by the revised Standard Procedures or
in all aspects. In the event that the SEC Office revises the Standard Procedures or the Manuals and notifies us in advance as deemed appropriate before such revision becomes effective, we agree to
director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level
Registration Statement for an Offer for Sale of Debt Securities (No. 12) dated 6 March 2017 (effective on 1 June 2017). 2 “trust” means a real estate investment trust and an infrastructure trust; “real estate
and Other Prohibited Characteristics of Directors and Executives of Securities Companies (No.2) dated 1 February 2010. (Translation) 2 the duty of securities business management such as a risk