หัวข้อ due diligence หน้า 1 บทนำ ในการจัดเตรียมข้อมูลของบริษัทมหาชนจำกัดเพื่อให้มีความพร้อมในการออกและเสนอขายหลักทรัพย์ต่อประชาชน ที่ปรึกษาทางการเงินจะต้องศึกษาข้อมูลของบริษัทที่ออกหลักทรัพย์หรือที่
gold futures, due to the cancellation of such license, will be upgraded to the precious metals derivatives license which will enable them to operate business in a wider range. The SEC Board, with the
Your Customer (KYC) and Customer Due Diligence (CDD) procedures in accordance with the standards set by the AMLO and other relevant authorities. These procedures apply to both DA business operators and e
According to the establishment guidelines, an SSF can be a newly established fund or an existing mutual fund amended to include SSF investment unit class.“SEC expects the regulations on SSF establishment to be published in the Government Gazette by mid February 2020. After that, SEC will be able to approve SSF within the same month,” said SEC Secretary-General Ruenvadee Suwanmongkol. SSF is a new tax-saving fund that will support the government sector’s policy on promotion of the public’s...
Bangkok, November 4, 2014 ? The SEC will launch infrastructure trust regulations recently approved by the Capital Market Supervisory Board.Vorapol Socatiyanurak, SEC Secretary-General said that the
Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect since September 16 and the Capital Market Supervisory Board, on October 18, approved a revision to the fund size rule in support of different types of project and the current business environment. The Ministry of Finance, meanwhile, is considering tax benefits for infrastructure funds. Such fund can red...
The Initiative launch and the Declaration of Intent ceremony took place today at the Royal Thai Army Club, Vibhavadi-Rangsit Road. The opening ceremony was presided over by General Paiboon