เอกสารรับฟังความคิดเห็น รายการเอกสารแนบ 1. เอกสารแนบ 1 2. เอกสารแนบ 2 3. เอกสารแนบ 3 4. เอกสารแนบ 4 5. เอกสารแนบ 5 http://www.sec.or.th/TH/Documents/hearing/hearingpaper_39_2560_S1.pdf http
agreement; (7) require that the relevant provision or documents relating to the service agreement contains policy on prevention of information leakage which may occurs from the cloud provider; (8) the cloud
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Office of the Securities and Exchange Commission No. SorChor. 37/2551 Re: Application Form and Supporting Documents for Offer for Sale of Newly Issued Share Warrants and Underlying Shares By virtue of
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
modification to the business continuity plan, the securities company shall comply with the requirement set out in the second paragraph. Clause 7. A securities company shall update information relating to the
Subject to Provisions on Public Offering of Securities shall file an application for such examination together with the following documents and evidence: (1) Documents on establishment of foreign ETF as
documents in full according to the procedures specified in Clause 13 of the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or