and procedures stipulated in Clause 6 along with evidence or documents as reference for the attendance of such course. The application for approval to be listed in the register of person qualified to be
Clause 6 together with documents evidence or a reference of course attendance. The application for approval to be listed in the register of person qualified to be fund manager shall be submitted at least
contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as provided via the electronic system of the Office and shall pay the application fee for
per the form and procedures provided in the Office’s electronic work system together with documents evidence or a reference of course attendance under (1); (3) pay the renewal fee for approval to be
governing the business operation of such person, and has no reasonable grounds to be believed that its financial condition has worsened significantly during the course of one year preceding the date when the
persons of the transactions when the accounts are opened or when the first transaction is processed in case where there is no account-opening (initial KYC/CDD) and on an on-going basis throughout the course
name / Last name (if any) (in English) Title First Name Last name Date of Change (Please specify all information on change of first name / last name since becoming sui juris and attach documents
specified by the Office and may also require an explanation to elaborate or clarify such reports or documents in accordance with the rules and required as specified in the notification of the SEC. The reports
derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure
นอกจากการใช้คุณสมบัติตามกรณีที่ 56 ( ( ไม่ต้องเข้ารับการทดสอบ แต่ให้ผ่านการอบรมหลักสูตรเตรียมความรู้ (full course) หรือหลักสูตรทบทวนความรู้เพื่อใช้ในการต่ออายุ (refresher course) 7 ไม่ต้องเข้ารับการทดสอบ