Microsoft Word - Representative 2551_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
___________________________________ As at (date) __________________________ Part C: Distribution of NRI CIS and CIS Operator’s Local Representative Arrangement for Distribution 17) Units in NRI CIS will be offered/ marketed in
Part C: Distribution of NRI CIS and CIS Operator’s local representative Arrangement for distribution 16) Units in NRI CIS will be offered/ marketed in Thailand by the following intermediaries who are
Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
at (date) __________________________ Part C: Distribution of Hong Kong Covered Fund and Hong Kong Covered Management Company’s Local Representative Arrangement for Distribution of Hong Kong Covered
Operator’s Local Representative Arrangement for Distribution 17) Units in the ARFP Passport Fund will be offered/ marketed in Thailand by the following intermediaries who are licensed or regulated by the SEC
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person appointed by a private fund
Fund Management Company” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person
bondholders’ representative with the following characteristics: (1) be listed as a qualified person to serve as a bondholders’ representative in accordance with the Notification of the Capital Market