paragraph 1 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the penalty prescribed for each offence as follows: (1) For a count of failure to submit the

Court ruled against the accused for violating Section 56, Section 274 paragraph 1, and Section 300 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the

- November 30, 2006, Thai Unique Coil Center PPC (TUCC) during October 1 - 31, 2007, and S.E.C Auto Sales and Services PLC (SECC) during September 12 - November 24, 2007. On November 13, 2018, the Criminal

Mr. Prayuth Lertpinyopap Mr. Prayuth Lertpinyopap aided and abetted the share price manipulation of Metrostar Property PLC (METRO) during September 19 - November 30, 2006, Thai Unique Coil Center PLC

Mr. Naruephol Chatchalermvit Mr. Naruephol Chatchalermvit aided and abetted in the share price manipulation of Metrostar Property PLC (METRO) during September 19 - November 30, 2006, Thai Unique Coil

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

the notification of the SEC for 4 days. In this regard, BO did not keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion

wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. This case is under consideration of the public prosecutor. DAB Act S.30

connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit customers' digital assets with digital