for the necessary case only. [M] 6. Configuration management o Prior to configure the system and computer device, it should assess related affect and record such alteration up to date, including
information as specified in Clause 21. Clause 17 The fund facts of the prospectus under Clause 16(1) shall display in the list of warnings on unit investment the statement that “the management company uses
enable investors to easily compare the fund’s performance with the performance of its peer group at the point of sale. The management company should display the performance of such peer group according to
performance of duty as financial advisor under this Notification; (3) “supervisor database” means the database prepared by the Office under the rules prescribed by this Notification to display the name list of
Control ---------------------------- Clause 6 The derivatives broker shall set up its organizational structure, and formulate its policies, scopes of authority, duties, and responsibilities, as well as the
multimedia display systems provider – and Roctec Technology Limited (“Roctec”) – a provider of multimedia & communications systems, system integrations and total network infrastructure. These acquisitions are
. Derivatives broker shall arrange to have an acceptable and reliable compliance unit. Such unit shall independently operate to monitor the operation of derivatives broker. Clause 7. Derivatives broker shall
following rules: (1) display the name that it is a branch office attached to the name of the intermediary. In case of online branch office, the intermediary shall identify clearly that such branch will