Mr. Huang Young Lin Mr. Huang Young Lin (or Yong Lin Huang) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992

and selection of investments, monitoring of investments, and disclosure of information to be offered to clients. Such conduct constituted a violation of Section 133, paragraph two of the Securities and

PTG’s Q3/2018 performance which would significantly worsen. Subsequently, during 3 September 2018 to 2 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018

information about TRC’s 2018 performance which would significantly worsen. Subsequently, Prior to TRC’s disclosure of such inside information to the public on 26 February 2019, Miss Ounruen disclosed such

statements for the year 2023 and its annual information disclosure/report (Form 56-1 One Report), which included false accounting entries related to accounts payable and accounts receivable, to the general

the TKN’s Q3/2022 performance at the rate of 0.08 baht per share through her securities trading account before TKN’s disclosure of such inside information to the public on 10 November 2022. 06/11

) for the TKN’s Q3/2022 performance at the rate of 0.08 baht per share through her securities trading account before TKN’s disclosure of such inside information to the public on 10 November 2022. 25/11

the TKN’s Q3/2022 performance at the rate of 0.08 baht per share through his securities trading account before TKN’s disclosure of such inside information to the public on 10 November 2022. 25/11

showed prices and trading volumes that is not actually occur during 2021 - 2022. Such information disclosure could mislead investors about the actual trading volumes or prices. This case is in the process

Listed Companies Information Disclosure (ELCID) regarding the change in the use of proceeds from its capital fundraising by allocating 5.58 billion baht to a private placement and initiating a share