. EUROPEAN COMMISSION PRINCIPLES OF PUBLIC OVERSIGHT DIRECTIVE 2006/43/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL OF 17 MAY 2006 CHAPTER VIII Article 32 Principles of public oversight 1. Member States
, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply with the
the future plan such as business growth rate in 3-5 years Page 4 of 32 (Unofficial Translation) 2. The executive should prescribe key policies in supervising the undertaking of fund management business
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
supervising the securities company under the first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able
Directive Given to Authorized Juristic Person (No. 12), and five Notices of the Competent Officer of Foreign Exchange Control, effective November 8, 2019, which contains the salient points as follows: 1
รเงินจนถึงขั้นลม้ละลำย ประเทศสมำชิกตอ้งด ำเนินกำรตำม กระบวนกำรลม้ละลำย (Bankruptcy proceeding) ต่อกิจกำรดงักล่ำวตำม Directive ท่ีก ำหนดไวส้ ำหรับ กิจกำรประเภทนั้น ๆ และในกรณีท่ีเป็นธุรกิจสถำบนักำรเงิน
of March as per the Ministry of Education’s directive. Food Business International catering business by Epicure Catering (ECC) has been ceased operation since February (in Vietnam) and March (in
Additional Rules for Proprietary Trading of Securities Companies __________________________ Division 1 Rules on Investment _______________ Clause 7 An operating system supervising the proprietary trading of a