Renaissance Fund Management LTD. SEC Act S.106 Criminal Complaint Filed with an Inquiry Official Dated 21/06/2024

prepare and submit an Interim Management Discussion and Analysis for the year 2021 (MD&A) through the transmission system of the SEC office within the period specified in the notification resulted from

failure to prepare and submit the interim management discussion and analysis) (“MD&A”) for Q1 year 2023 within the period specified by the notification of the Capital Market Supervisory Board resulted

Interim Management Discussion and Analysis for the year 2022 (MD&A) through the transmission system of the SEC office within the period specified in the notification of the Capital Market Supervisory

Management Discussion and Analysis (MD&A) for Q1 year 2024 through the transmission system of the SEC office within the period specified in the notification of the Capital Market Supervisory Board resulted

BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules

BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and

Phillip asset management Company Limited June 1, 2023. Phillip asset management Company Limited a fund management company, failed to manage PHILLIP CASH MANAGEMENT OPEN END FUND ("PCASH"

Mr. Peerapong Jirasevijinda Mr Peerapong Jirasevijinda, a former Chief Executive Officer of BBL Asset Management Company Limited ("BBL") and the director of the Investment Committee, who

Mr. Santi Thananiran Mr. Santi Thananiran, a former Chief Investment Officer and Chairman of the Investment Committee of BBL Asset Management Company Limited ("BBL"), who is responsible for