Section 7 Securities and Exchange Act B.E. 2535 Section 7. The Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and
SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 October 2015, except for Clause 10, Clause 11 and Clause 12(2)(3) and (4), which shall come
Derivatives Intermediaries dated 6 September 2013. 2 Clause 3 The regulations detailed in this Notification are stipulated for intermediaries to proceed in the same direction in compliance with the Notification
increased by the same direction of the revenue. The sales expenses amount 32.84 million baht in Quarter 1/2019 compared to Quarter 1/2018 amount 31.52 million baht or increase by 1.32 million baht (4.19%) and
decreased by the same direction of the revenue. The sales expenses amount 31.52 million baht in Quarter 1/2018 compared to Quarter 1/2017 amount 35.55 million baht or decrease by 4.03 million baht (-11.34
services were increased by the same direction of the revenue. The reason is the emergency case in March. The sales expenses amount 35.49 million baht in Quarter 1/2020 compared to Quarter 1/2019 amount 32.84
Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the Office of the Securities and Exchange Commission hereby issues the following regulations
issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables attached