documents under the KYC/CDD process, or produces doubtful evidence or documents which can clearly be identified that they are forged; (12) it is found under the KYC/CDD process that the client is involved
cooperate in producing identification or other documents under the KYC/CDD process, or produces doubtful evidence or documents which can clearly be identified that they are forged; (12) it is found under the
to 227.9 mil. baht. - Total expenses increased 9% or 20.1 mil. baht to 244.4 mil. baht due to the following: 1) The Company had just detected a fraudulent practice of our credit supervisor and need to
report should be submitted to the board of directors, the executive board or any designated committee; (2) improving the operation according to the suggestions or issues detected by the compliance unit or
anytime, anywhere, with any device. Meanwhile, data used by consumers which has been detected and compiled in the digital format is regarded as a business asset which can be further processed and analyzed
other Significant Regulations and Rules related to Business Operations during 2018 can be found in the Management Discussion and Analysis (MD&A) reports for the quarters ending March 31, 2018, June 30
to be in the enterprise’s acceptable range (risk appetite); (4) establishment of IT risk indicators for risks identified under (1) and arrangement of monitoring and reports of such indicators for
Significant Regulations and Rules related to Business Operations during 2019 can be found in the Management Discussion and Analysis (MD&A) reports for the quarters ending March 31, 2019, June 30, 2019, and
Translation) (6) Having corrective measures when an error is found and preventative measures to prevent the reoccurrence of such error. 3.3 Back Office Supporting System 3.3.1 Establishment of Funds and